coding-schemes.fpml.cftc-entity-classification-1-0.xml Maven / Gradle / Ivy

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<?xml version="1.0" encoding="UTF-8"?>
<gcl:CodeList xmlns:gcl="http://xml.genericode.org/2004/ns/CodeList/0.2/" xmlns:doc="http://www.fpml.org/coding-scheme/documentation" xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" xsi:schemaLocation="http://xml.genericode.org/2004/ns/CodeList/0.2/ CodeList.xsd">
   <Annotation>
      <Description>
         <doc:definition>Financial Entity Indicator as defined by the CFTC.</doc:definition>
         <doc:publicationDate>2022-11-18</doc:publicationDate>
      </Description>
   </Annotation>
   <Identification>
      <ShortName>entityClassificationScheme</ShortName>
      <Version>1-0</Version>
      <CanonicalUri>http://www.fpml.org/coding-scheme/cftc-entity-classification</CanonicalUri>
      <CanonicalVersionUri>http://www.fpml.org/coding-scheme/cftc-entity-classification-1-0</CanonicalVersionUri>
      <LocationUri>http://www.fpml.org/coding-scheme/cftc-entity-classification-1-0.xml</LocationUri>
   </Identification>
   <ColumnSet>
      <Column Id="Code" Use="required">
         <ShortName>Code</ShortName>
         <Data Type="token">
            <Parameter ShortName="maxLength">63</Parameter>
         </Data>
      </Column>
      <Column Id="Source" Use="optional">
         <ShortName>Source</ShortName>
         <Data Type="string"/>
      </Column>
      <Column Id="Description" Use="optional">
         <ShortName>Description</ShortName>
         <Data Type="string"/>
      </Column>
      <Key Id="PrimaryKey">
         <ShortName>key</ShortName>
         <ColumnRef Ref="Code"/>
      </Key>
   </ColumnSet>
   <SimpleCodeList>
      <Row>
         <Value>
            <SimpleValue>CommodityPool</SimpleValue>
         </Value>
         <Value>
            <SimpleValue>FpML</SimpleValue>
         </Value>
         <Value>
            <SimpleValue>A commodity pool as defined in CFTC CEA § 2(h)(7)(C).</SimpleValue>
         </Value>
      </Row>
      <Row>
         <Value>
            <SimpleValue>EmployeeBenefitPlan</SimpleValue>
         </Value>
         <Value>
            <SimpleValue>FpML</SimpleValue>
         </Value>
         <Value>
            <SimpleValue>An employee benefit plan as defined in paragraphs (3) and (32) of section
					1002 of title 29 of the Commodity Exchange Act (CEA).</SimpleValue>
         </Value>
      </Row>
      <Row>
         <Value>
            <SimpleValue>FinancialSectorPerson</SimpleValue>
         </Value>
         <Value>
            <SimpleValue>FpML</SimpleValue>
         </Value>
         <Value>
            <SimpleValue>A person predominantly engaged in activities that are in the business of
					banking, or in activities that are financial in nature, as defined in section
					1843(k) of title 12 of the Commodity Exchange Act (CEA).</SimpleValue>
         </Value>
      </Row>
      <Row>
         <Value>
            <SimpleValue>MSBSP</SimpleValue>
         </Value>
         <Value>
            <SimpleValue>FpML</SimpleValue>
         </Value>
         <Value>
            <SimpleValue>A major security based swap participant as defined in CFTC CEA §
					2(h)(7)(C).</SimpleValue>
         </Value>
      </Row>
      <Row>
         <Value>
            <SimpleValue>MSP</SimpleValue>
         </Value>
         <Value>
            <SimpleValue>FpML</SimpleValue>
         </Value>
         <Value>
            <SimpleValue>A major swap participant as defined in CFTC CEA § 2(h)(7)(C).</SimpleValue>
         </Value>
      </Row>
      <Row>
         <Value>
            <SimpleValue>None</SimpleValue>
         </Value>
         <Value>
            <SimpleValue>FpML</SimpleValue>
         </Value>
         <Value>
            <SimpleValue>None of the other codes apply.</SimpleValue>
         </Value>
      </Row>
      <Row>
         <Value>
            <SimpleValue>PrivateFund</SimpleValue>
         </Value>
         <Value>
            <SimpleValue>FpML</SimpleValue>
         </Value>
         <Value>
            <SimpleValue>A private fund as defined in section 80b-2(a) of title 15 of the
					Commodity Exchange Act (CEA).</SimpleValue>
         </Value>
      </Row>
      <Row>
         <Value>
            <SimpleValue>SBSD</SimpleValue>
         </Value>
         <Value>
            <SimpleValue>FpML</SimpleValue>
         </Value>
         <Value>
            <SimpleValue>A security-based swap dealer as defined in CFTC CEA §
					2(h)(7)(C).</SimpleValue>
         </Value>
      </Row>
      <Row>
         <Value>
            <SimpleValue>SD</SimpleValue>
         </Value>
         <Value>
            <SimpleValue>FpML</SimpleValue>
         </Value>
         <Value>
            <SimpleValue>A swap dealer as defined in CFTC CEA § 2(h)(7)(C).</SimpleValue>
         </Value>
      </Row>
   </SimpleCodeList>
</gcl:CodeList>