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schemas.fpml-schemas.fpml-fx-targets-5-9.xsd Maven / Gradle / Ivy

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                    Specifies the outcome (action) in the event that the barrier is
                        triggered i.e. whether the product becomes active (Knockin) or is extinguished (Knockout).
                    
                
            
            
                
                    The barrier observation style: continuous (American) or discrete
                        (European).
                    
                
            
            
                
                    The scope of the barrier (PerExpiry|Global). Specifies whether the
                        barrier has effect for the current expiry period (in the case of a multi-phase product), or for
                        the product as a whole.
                    
                
            
            
                
                    Defines the condition when the barrier applies: AtOrAbove,
                        AtOrBelow, Above, Below.
                    
                
            
            
                
                    The market rate is observed relative to the trigger rate, and if it
                        is found to be on the predefined side of (above or below) the trigger rate, a barrier event is
                        deemed to have occurred.
                    
                
            
            
                
                    
                        The date on which the observation period for an american
                            barrier starts. If the start date is not present, then the date and time of the start of the
                            period is deemed to be the date and time the transaction was entered into.
                        
                    
                
                
                    
                        The time on the start date at which the observation period for
                            an american barrier starts. If the time is not present and the start date is equivalent to
                            the transaction date, the time is deemed to be the time the transaction was entered into. If
                            the time is not present and the start date is other than the transaction date, then the time
                            is deemed to be the same as the expiration time.
                        
                    
                
            
            
                
                    
                        The date on which the observation period for an american
                            barrier ends. If the end date is not present, then the date and time of the end of the
                            period is deemed to be the date and time of expiration.
                        
                    
                
                
                    
                        The time on the end date at which the observation period for an
                            american barrier ends. If the time is not present, then the time is deemed to be the same as
                            the expiration time.
                        
                    
                
            
        
        
            
                Attribute to be able to point to the
            
        
    
    
        
            Reference to a barrier structure defined within the parametric
                representation.
            
        
        
            
                
            
        
    
    
        
            
                
                    
                        
                            In case of multiple counter currency notionals, a strike
                                reference to the appropriate strike may be provided.
                            
                        
                    
                
            
        
    
    
        
            The representation of the schedule as an offset relative to another
                schedule. For example, the settlement schedule may be relative to the expiry schedule by an FxForward
                offset.
            
        
        
            
                
                    The FX Offset Convention can be FxSpot or FxForward.
                    
                
            
            
                
                    The settlement offset to the expiry schedule or the expiry offset
                        to the settlement schedule. It is only specified when the settlement convention is FxForward.
                    
                
            
            
                
                    Indicates whether the settlement schedule is relative to the expiry
                        schedule or the expiry schedule is relative to the settlement schedule.
                    
                
            
        
    
    
        
            Indicates the direction who pays and receives a specific currency without
                specifying the amount.
            
        
        
            
            
        
    
    
        
            Defines the expiry/observation schedule of the target.
        
        
            
                
                    
                        
                            The final expiry date facilitates informing the final date
                                without having to process all expiry dates in the schedule.
                            
                        
                    
                    
                        
                            Time of expiration of each expiry date.
                        
                    
                
            
        
    
    
        
            
                
                    Number of fixings that are in the money. No accumulation process.
                    
                
            
            
                
                    Whether there is settlement at knockout.
                
            
        
    
    
        
            Defines the Target level of gain.
        
        
            
                
                    
                        Target level expressed as a cash amount.
                    
                
                
                    
                        Target level expressed as intrinsic value (cumulative benefit
                            over the prevailing spot rate at each observation point).
                        
                    
                
            
            
                
                    Target style when it settles, whether it is Inclusive, Exclusive,
                        or Exact. Exclusive: the gain for the knockout period is adjusted to zero i.e. the target yields
                        zero value in the final period. Exact: the gain for the knockout period is adjusted to yield a
                        final accumulated value equal to the target level. Inclusive: the gain for the knockout period
                        is equal to the whole benefit of the final fixing over spot i.e. the final accumulated value may
                        exceed the target level.
                    
                
            
            
                
                    Specifies the calculation method by which the final accumulated
                        value is adjusted equal to the target value, in the case where the target style is "Exact". This
                        element must be produced (only) where the target style is "Exact", and should be omitted
                        otherwise.
                    
                
            
        
    
    
        
            Level is expressed as Schedule, with an initial value and optional steps.
            
        
        
            
        
    
    
        
            Reference to a level structure.
        
        
            
                
            
        
    
    
        
            
                
                    Reference to a target structure within the product.
                    
                
            
            
                
                    The Settlement Adjustment Style can be VariedStrike or
                        VariedNotional.
                    
                
            
        
    
    
        
            The amount of gain on the client upside or firm upside is limited. If spot
                settles above the cap, or below the floor, the payout is adjusted to limit the gain. The adjustment may
                be made by varying the strike, or by maintaining the strike, but varying the payout notionals.
            
        
        
            
                
                    Condition in which Cap or Floor applies.
                
            
            
                
                    Cap/Floor rate.
                
            
            
                
                    The Settlement Adjustment Style can be VariedStrike or
                        VariedNotional.
                    
                
            
        
    
    
        
            Pivot is expressed as Schedule, with an initial value and optional steps.
            
        
        
            
        
    
    
        
            Reference to a pivot structure.
        
        
            
                
            
        
    
    
        
            The FxSchedule may be expressed as explicit adjusted dates, or a parametric
                representation plus optional adjusted dates, or as an offset plus optional adusted dates.
            
        
        
            
                
                    
                        Date adjustments applied to the adjusted dates including the
                            business day convention and the business centers.
                        
                    
                
                
                    
                        List of schedule dates. These dates have been subject to
                            adjustments based on the dateAdjustments structure.
                        
                    
                
            
            
                
                    
                        
                            Parametric representation of the schedule.
                            
                        
                    
                    
                        
                            The representation of the schedule as an offset relative to
                                another schedule. For example, the settlement schedule may be relative to the expiry
                                schedule by an FxForward offset.
                            
                        
                    
                
                
                    
                        List of schedule dates. These dates have been subject to
                            adjustments based on the dateAdjustments structure.
                        
                    
                
            
        
        
    
    
        
            Reference to a FX Schedule structure.
        
        
            
                
            
        
    
    
        
            
                
                    Reference to the barrier structure within the parametric
                        representation of the product.
                    
                
            
            
                
                    Barrier trigger rate.
                
            
        
    
    
        
            
                
                    
                        
                            The final settlement date facilitates informing the final
                                date without having to process all settlement dates in the schedule.
                            
                        
                    
                
            
        
    
    
        
            Strike is expressed as Schedule, with an initial value and optional
                steps.
            
        
        
            
        
    
    
        
            Reference to a strike structure.
        
        
            
                
            
        
    
    
        
            
            
                
                
            
        
        
    
    
        
            
                
                    Defines the lower/upper bound in which the target accumulation
                        applies.
                    
                
            
            
                
                    This is the factor that increases gain, not notional. Used to
                        support Accelerated TARFs.
                    
                
            
        
    
    
        
            
                
                    
                        
                            A rebate payable in the event of knockout. This element may
                                be produced in conjunction with a Global Knockout barrier (barrierType = "Knockout"
                                scope = "Global"), and must be omitted otherwise.
                            
                        
                    
                
            
        
    
    
        
            
                
                
                    
                        Cash payment.
                    
                
            
            
                
                    Payoff (gain) expressed as a fixing adjustment. This style is used
                        in the "bonus collar" TARF.
                    
                
            
        
    
    
        
            A fixing region in which the payoff is a constant value (a binary|digital payoff, or
                zero).
            
        
        
            
                
                    
                    
                        
                            A binary|digital payoff, expressed either as a cash payment, or a
                                (non-zero) fixing adjustment.
                            
                        
                    
                    
                
            
        
    
    
        
            A structured forward product which consists of a strip of forwards. Each
                forward may be settled as an exchange of currencies or cash settled. At each settlement, the amount of
                gain that one party achieves is measured. The product has a target level of gain. Once the accumulated
                gain exceeds the target level, the product terminates and there are no further settlements.
            
        
        
            
                
                    
                        
                            The Quoted Currency Pair that is used accross the
                                product.
                            
                        
                    
                    
                        
                            Notional amount of the Target.
                        
                    
                    
                        
                            It defines the target level of gain. Once the accumulated
                                gain exceeds the target level, the product terminates and there are no further
                                settlements.
                            
                        
                    
                    
                        
                            Defines the expiry/observation schedule of the target
                                product.
                            
                        
                    
                    
                        
                            Defines the settlement/payment schedule of the target
                                product.
                            
                        
                    
                    
                        
                            Information source for fixing the exchange rate. It is the
                                same for all fixing periods.
                            
                        
                    
                    
                        
                            Spot rate
                        
                    
                    
                        
                            
                                
                                    The boundary where the contract flips from being
                                        long and short is the pivot point. So the pivot indicates the level in which
                                        there is a change in direction of the currencies exchanged by the parties.
                                    
                                
                            
                            
                                
                                    A region in which constant payoff applies i.e. the
                                        payoff is defined as a contant currency amount or fixing adjustment, unrelated
                                        to the fixing. In absence of the "payoff" element, zero payoff is assumed (note:
                                        zero payoff does not necessarily imply that no settlement occurs).
                                    
                                
                            
                            
                                
                                    A region in which linear payoff applies i.e. the
                                        payoff bears a linear relationship to the fixing value (increases/decreases
                                        linearly with the fixing).
                                    
                                
                            
                        
                        
                            
                                
                                    It defines a region in which a digital payment
                                        occurs.
                                    
                                
                            
                            
                                
                                    A region in which linear payoff applies i.e. the
                                        payoff bears a linear relationship to the fixing value (increases/decreases
                                        linearly with the fixing).
                                    
                                
                            
                        
                        
                            
                                Choice permitting digital-, vanilla- and zero-
                                    PayoffRegions to be combined arbitrarily.
                                
                            
                            
                                
                                    It defines a region in which a digital payment
                                        occurs.
                                    
                                
                            
                            
                                
                                    A region in which linear payoff applies i.e. the
                                        payoff bears a linear relationship to the fixing value (increases/decreases
                                        linearly with the fixing).
                                    
                                
                            
                        
                    
                    
                        
                            Generic FxTarget barrier. Element "scope" specifies whether
                                the barrier has effect for the expiry period in which it is observed, or globally for
                                whole product. Optional element "rebate" may be produced in conjunction with a Global
                                Knockout barrier, to specify a rebate payable in the event of knockout.
                            
                        
                    
                    
                        
                            It supports the representation of premiums, fees, etc.
                            
                        
                    
                    
                        
                            Cash settlement currency.
                        
                    
                    
                        
                            It supports the representation of a matrix/tabular approach
                                of the product by defining a set of settlement periods.
                            
                        
                    
                
            
        
    
    
        
            
                
                    Condition in which leverage applies.
                
            
            
            
                
                    
                        Leverage rate with optional steps. Format is 2 for 200%.
                        
                    
                
                
                    
                        
                            Leveraged notional expressed as amount with optional
                                steps.
                            
                        
                    
                    
                        
                            The opposite currency amount of the Target.
                            
                        
                    
                
            
        
        
    
    
        
            A fixing region in which the payoff varies linearly with the fixing
                value.
            
        
        
            
                
                    
                    
                        
                            Strike price of the Target.
                        
                    
                    
                        
                            The opposite currency amount of the Target.
                            
                        
                    
                    
                        
                            Defines the lower bound of a payoff region.
                            
                        
                    
                    
                        
                            Defines the upper bound of a payoff region.
                            
                        
                    
                    
                        
                            Notional leverage.
                        
                    
                    
                        
                            The amount of gain on the client upside or firm upside is
                                limited. If spot settles above the cap, or below the floor, the payout is adjusted to
                                limit the gain. The adjustment may be made by varying the strike, or by maintaining the
                                strike, but varying the payout notionals.
                            
                        
                    
                
            
        
    
    
        
    
    
        
            Reference to a FX Target Payoff Region.
        
        
            
                
            
        
    
    
        
            A rebate can be expressed as a payment amount or as amount of outstanding
                gain.
            
        
        
            
                
                    Rebate amount expressed as a payment between the two parties.
                    
                
            
            
                
                    Rebate expressed as amount of outstanding gain.
                
            
        
    
    
        
            
                
                    AtOrAbove, Above.
                
            
            
        
    
    
        
            
                
                    AtOrBelow, Below.
                
            
            
        
    
    
        
            Payoff region
        
        
            
                
                    Optional reference to the Payoff Region in the parametric
                        representation of the product.
                    
                
            
            
                
                    Strike for the settlement period.
                
            
            
                
                    Counter Currency Amount for the settlement period. Multiple Counter
                        Currency Amount elements may appear if there are more than one strike in the settlement period.
                    
                
            
            
                
                    Lower bound to the region.
                
            
            
                
                    Upper bound to the region.
                
            
            
                
                    Leverage within the period expressed as either an amount or
                        ratio.
                    
                
            
            
                
                    The amount of gain on the client upside or firm upside is limited.
                        If spot settles above the cap, or below the floor, the payout is adjusted to limit the gain. The
                        adjustment may be made by varying the strike, or by maintaining the strike, but varying the
                        payout notionals.
                    
                
            
        
    
    
        
            
                
                    Defines each settlement period in the tabular/matrix representation
                        of the product.
                    
                
            
        
    
    
        
            
                
                    
                        
                            Pivot for the settlement period. When pivot is present, at
                                least two payoff elements must be present within the settlement period.
                            
                        
                    
                    
                        
                            Payoff Region within the settlement period to link strike
                                with the relevant payoff components.
                            
                        
                    
                    
                        
                            The trigger rate of the barrier (Per Expiry or Global
                                Knockout) for the settlement period.
                            
                        
                    
                
            
        
    
    
        
            
                
                    Indicates the direction of physical settlement exchanges.
                    
                
            
            
                
                    The Settlement Adjustment Style can be VariedStrike or
                        VariedNotional.
                    
                
            
            
                
                    The strike should be specified if the Settlement Style is
                        VariedNotional.
                    
                
            
        
    
    
        
            Reference to a target structure.
        
        
            
                
            
        
    
    
        
            
                
                    Expiry date for the settlement period.
                
            
            
                
                    Settlement date for the settlement period.
                
            
            
                
                    Notional Amount for the settlement period.
                
            
        
    
    
        
            
                
                    
                        Observation date in a fixing period.
                    
                
                
                    
                        
                            Start date of the period.
                        
                    
                    
                        
                            End date of the period.
                        
                    
                
                
                    
                        Number of fixings between the fixing start and end date.
                        
                    
                
            
        
    
    
        
            
                
                    Leverage expressed as ratio.
                
            
            
                
                    
                        Leverage notional.
                    
                
                
                    
                        Leverage counter currency notional.
                    
                
            
        
    
    
    
        
            A structured forward product which consists of a strip of forwards. Each
                forward may be settled as an exchange of currencies or cash settled. At each settlement, the amount of
                gain that one party achieves is measured. The product has a target level of gain. Once the accumulated
                gain exceeds the target level, the product terminates and there are no further settlements.
            
        
    
    
    
        
            Indicates the directions of who pays and receives a specific currency
                without specifying the amount.
            
        
        
            
                
                    Indicates the first direction of who pays and receives a specific
                        currency without specifying the amount.
                    
                
            
            
                
                    Indicates the second direction of who pays and receives a specific
                        currency without specifying the amount.
                    
                
            
        
    
    
        
            Conditions can be expressed in different ways: as a specific level, as
                strike, pivot, or barrier.
            
        
        
            
                
                    Level expressed as a level with optional steps different from
                        strike, pivot, or barrier.
                    
                
            
            
                
                    Reference to a strike defined within the FX product.
                    
                
            
            
                
                    Reference to the pivot defined within the FX product.
                    
                
            
            
                
                    Reference to a perExpiryBarrier component to indicate theat the
                        bound of the region is defined by the barrier component.
                    
                
            
            
                
                    Reference to a level defined within the FX product.
                    
                
            
        
    
    
        
            
                
                    Defines the upper bound of a payoff region.
                
            
            
                
                    
                        Defines the lower bound of a payoff region.
                    
                
                
                    
                        Defines the upper bound of a payoff region.
                    
                
            
        
    
    
        
            The schedule defined by the set of parameters to be able to calculate the
                schedule of adjusted date. The combination of the [start/endDate + dayType + businessCenters] will be
                used only to represent a daily schedule and the combination of [start/endDate + observationFrequency +
                dateAdjustments] for parametric representation of the schedules other than daily schedule.
            
        
        
            
                
                    
                        
                            Start of the schedule.
                        
                    
                    
                        
                            End of the schedule.
                        
                    
                
                
                    
                        End of the schedule.
                    
                
            
            
                
                    
                        
                            Defines the frequency at which calculation period end dates
                                occur within the period schedule and their roll date convention.
                            
                        
                    
                    
                        
                            Date adjustments applied to the schedule including the
                                business day convention and the business centers.
                            
                        
                    
                
                
                    
                        
                            A day type classification, e.g. Business, Calendar, etc.
                            
                        
                    
                    
                        
                            Business day calender location, or pointer style
                                reference.
                            
                        
                    
                
            
        
    
    
        
            
                
                    Strike price of the Target.
                
            
            
                
                    Reference to an existing strike structure within the FX product.
                    
                
            
        
    






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