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 * Licensed to the Apache Software Foundation (ASF) under one or more
 * contributor license agreements. See the NOTICE file distributed with
 * this work for additional information regarding copyright ownership.
 * The ASF licenses this file to You under the Apache License, Version 2.0
 * (the "License"); you may not use this file except in compliance with
 * the License. You may obtain a copy of the License at
 *
 *    http://www.apache.org/licenses/LICENSE-2.0
 *
 * Unless required by applicable law or agreed to in writing, software
 * distributed under the License is distributed on an "AS IS" BASIS,
 * WITHOUT WARRANTIES OR CONDITIONS OF ANY KIND, either express or implied.
 * See the License for the specific language governing permissions and
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package org.apache.kafka.clients.consumer;

import java.nio.ByteBuffer;
import java.util.ArrayList;
import java.util.Collections;
import java.util.List;
import java.util.Map;
import java.util.Optional;
import java.util.Set;
import org.apache.kafka.clients.consumer.internals.AbstractStickyAssignor;
import org.apache.kafka.common.TopicPartition;
import org.apache.kafka.common.protocol.types.ArrayOf;
import org.apache.kafka.common.protocol.types.Field;
import org.apache.kafka.common.protocol.types.Schema;
import org.apache.kafka.common.protocol.types.Struct;
import org.apache.kafka.common.protocol.types.Type;
import org.apache.kafka.common.utils.CollectionUtils;

/**
 * 

The sticky assignor serves two purposes. First, it guarantees an assignment that is as balanced as possible, meaning either: *

    *
  • the numbers of topic partitions assigned to consumers differ by at most one; or
  • *
  • each consumer that has 2+ fewer topic partitions than some other consumer cannot get any of those topic partitions transferred to it.
  • *
* Second, it preserved as many existing assignment as possible when a reassignment occurs. This helps in saving some of the * overhead processing when topic partitions move from one consumer to another.

* *

Starting fresh it would work by distributing the partitions over consumers as evenly as possible. Even though this may sound similar to * how round robin assignor works, the second example below shows that it is not. * During a reassignment it would perform the reassignment in such a way that in the new assignment *

    *
  1. topic partitions are still distributed as evenly as possible, and
  2. *
  3. topic partitions stay with their previously assigned consumers as much as possible.
  4. *
* Of course, the first goal above takes precedence over the second one.

* *

Example 1. Suppose there are three consumers C0, C1, C2, * four topics t0, t1, t2, t3, and each topic has 2 partitions, * resulting in partitions t0p0, t0p1, t1p0, t1p1, t2p0, * t2p1, t3p0, t3p1. Each consumer is subscribed to all three topics. * * The assignment with both sticky and round robin assignors will be: *

    *
  • C0: [t0p0, t1p1, t3p0]
  • *
  • C1: [t0p1, t2p0, t3p1]
  • *
  • C2: [t1p0, t2p1]
  • *
* * Now, let's assume C1 is removed and a reassignment is about to happen. The round robin assignor would produce: *
    *
  • C0: [t0p0, t1p0, t2p0, t3p0]
  • *
  • C2: [t0p1, t1p1, t2p1, t3p1]
  • *
* * while the sticky assignor would result in: *
    *
  • C0 [t0p0, t1p1, t3p0, t2p0]
  • *
  • C2 [t1p0, t2p1, t0p1, t3p1]
  • *
* preserving all the previous assignments (unlike the round robin assignor). *

*

Example 2. There are three consumers C0, C1, C2, * and three topics t0, t1, t2, with 1, 2, and 3 partitions respectively. * Therefore, the partitions are t0p0, t1p0, t1p1, t2p0, * t2p1, t2p2. C0 is subscribed to t0; C1 is subscribed to * t0, t1; and C2 is subscribed to t0, t1, t2. * * The round robin assignor would come up with the following assignment: *

    *
  • C0 [t0p0]
  • *
  • C1 [t1p0]
  • *
  • C2 [t1p1, t2p0, t2p1, t2p2]
  • *
* * which is not as balanced as the assignment suggested by sticky assignor: *
    *
  • C0 [t0p0]
  • *
  • C1 [t1p0, t1p1]
  • *
  • C2 [t2p0, t2p1, t2p2]
  • *
* * Now, if consumer C0 is removed, these two assignors would produce the following assignments. * Round Robin (preserves 3 partition assignments): *
    *
  • C1 [t0p0, t1p1]
  • *
  • C2 [t1p0, t2p0, t2p1, t2p2]
  • *
* * Sticky (preserves 5 partition assignments): *
    *
  • C1 [t1p0, t1p1, t0p0]
  • *
  • C2 [t2p0, t2p1, t2p2]
  • *
*

*

Impact on ConsumerRebalanceListener

* The sticky assignment strategy can provide some optimization to those consumers that have some partition cleanup code * in their onPartitionsRevoked() callback listeners. The cleanup code is placed in that callback listener * because the consumer has no assumption or hope of preserving any of its assigned partitions after a rebalance when it * is using range or round robin assignor. The listener code would look like this: *
 * {@code
 * class TheOldRebalanceListener implements ConsumerRebalanceListener {
 *
 *   void onPartitionsRevoked(Collection partitions) {
 *     for (TopicPartition partition: partitions) {
 *       commitOffsets(partition);
 *       cleanupState(partition);
 *     }
 *   }
 *
 *   void onPartitionsAssigned(Collection partitions) {
 *     for (TopicPartition partition: partitions) {
 *       initializeState(partition);
 *       initializeOffset(partition);
 *     }
 *   }
 * }
 * }
 * 
* * As mentioned above, one advantage of the sticky assignor is that, in general, it reduces the number of partitions that * actually move from one consumer to another during a reassignment. Therefore, it allows consumers to do their cleanup * more efficiently. Of course, they still can perform the partition cleanup in the onPartitionsRevoked() * listener, but they can be more efficient and make a note of their partitions before and after the rebalance, and do the * cleanup after the rebalance only on the partitions they have lost (which is normally not a lot). The code snippet below * clarifies this point: *
 * {@code
 * class TheNewRebalanceListener implements ConsumerRebalanceListener {
 *   Collection lastAssignment = Collections.emptyList();
 *
 *   void onPartitionsRevoked(Collection partitions) {
 *     for (TopicPartition partition: partitions)
 *       commitOffsets(partition);
 *   }
 *
 *   void onPartitionsAssigned(Collection assignment) {
 *     for (TopicPartition partition: difference(lastAssignment, assignment))
 *       cleanupState(partition);
 *
 *     for (TopicPartition partition: difference(assignment, lastAssignment))
 *       initializeState(partition);
 *
 *     for (TopicPartition partition: assignment)
 *       initializeOffset(partition);
 *
 *     this.lastAssignment = assignment;
 *   }
 * }
 * }
 * 
* * Any consumer that uses sticky assignment can leverage this listener like this: * consumer.subscribe(topics, new TheNewRebalanceListener()); * * Note that you can leverage the {@link CooperativeStickyAssignor} so that only partitions which are being * reassigned to another consumer will be revoked. That is the preferred assignor for newer cluster. See * {@link ConsumerPartitionAssignor.RebalanceProtocol} for a detailed explanation of cooperative rebalancing. */ public class StickyAssignor extends AbstractStickyAssignor { public static final String STICKY_ASSIGNOR_NAME = "sticky"; // these schemas are used for preserving consumer's previously assigned partitions // list and sending it as user data to the leader during a rebalance static final String TOPIC_PARTITIONS_KEY_NAME = "previous_assignment"; static final String TOPIC_KEY_NAME = "topic"; static final String PARTITIONS_KEY_NAME = "partitions"; private static final String GENERATION_KEY_NAME = "generation"; static final Schema TOPIC_ASSIGNMENT = new Schema( new Field(TOPIC_KEY_NAME, Type.STRING), new Field(PARTITIONS_KEY_NAME, new ArrayOf(Type.INT32))); static final Schema STICKY_ASSIGNOR_USER_DATA_V0 = new Schema( new Field(TOPIC_PARTITIONS_KEY_NAME, new ArrayOf(TOPIC_ASSIGNMENT))); private static final Schema STICKY_ASSIGNOR_USER_DATA_V1 = new Schema( new Field(TOPIC_PARTITIONS_KEY_NAME, new ArrayOf(TOPIC_ASSIGNMENT)), new Field(GENERATION_KEY_NAME, Type.INT32)); private List memberAssignment = null; private int generation = DEFAULT_GENERATION; // consumer group generation @Override public String name() { return STICKY_ASSIGNOR_NAME; } @Override public void onAssignment(Assignment assignment, ConsumerGroupMetadata metadata) { memberAssignment = assignment.partitions(); this.generation = metadata.generationId(); } @Override public ByteBuffer subscriptionUserData(Set topics) { if (memberAssignment == null) return null; return serializeTopicPartitionAssignment(new MemberData(memberAssignment, Optional.of(generation))); } @Override protected MemberData memberData(Subscription subscription) { // Always deserialize ownedPartitions and generation id from user data // since StickyAssignor is an eager rebalance protocol that will revoke all existing partitions before joining group ByteBuffer userData = subscription.userData(); if (userData == null || !userData.hasRemaining()) { return new MemberData(Collections.emptyList(), Optional.empty(), subscription.rackId()); } return deserializeTopicPartitionAssignment(userData); } // visible for testing static ByteBuffer serializeTopicPartitionAssignment(MemberData memberData) { Struct struct = new Struct(STICKY_ASSIGNOR_USER_DATA_V1); List topicAssignments = new ArrayList<>(); for (Map.Entry> topicEntry : CollectionUtils.groupPartitionsByTopic(memberData.partitions).entrySet()) { Struct topicAssignment = new Struct(TOPIC_ASSIGNMENT); topicAssignment.set(TOPIC_KEY_NAME, topicEntry.getKey()); topicAssignment.set(PARTITIONS_KEY_NAME, topicEntry.getValue().toArray()); topicAssignments.add(topicAssignment); } struct.set(TOPIC_PARTITIONS_KEY_NAME, topicAssignments.toArray()); if (memberData.generation.isPresent()) struct.set(GENERATION_KEY_NAME, memberData.generation.get()); ByteBuffer buffer = ByteBuffer.allocate(STICKY_ASSIGNOR_USER_DATA_V1.sizeOf(struct)); STICKY_ASSIGNOR_USER_DATA_V1.write(buffer, struct); buffer.flip(); return buffer; } private static MemberData deserializeTopicPartitionAssignment(ByteBuffer buffer) { Struct struct; ByteBuffer copy = buffer.duplicate(); try { struct = STICKY_ASSIGNOR_USER_DATA_V1.read(buffer); } catch (Exception e1) { try { // fall back to older schema struct = STICKY_ASSIGNOR_USER_DATA_V0.read(copy); } catch (Exception e2) { // ignore the consumer's previous assignment if it cannot be parsed return new MemberData(Collections.emptyList(), Optional.of(DEFAULT_GENERATION)); } } List partitions = new ArrayList<>(); for (Object structObj : struct.getArray(TOPIC_PARTITIONS_KEY_NAME)) { Struct assignment = (Struct) structObj; String topic = assignment.getString(TOPIC_KEY_NAME); for (Object partitionObj : assignment.getArray(PARTITIONS_KEY_NAME)) { Integer partition = (Integer) partitionObj; partitions.add(new TopicPartition(topic, partition)); } } // make sure this is backward compatible Optional generation = struct.hasField(GENERATION_KEY_NAME) ? Optional.of(struct.getInt(GENERATION_KEY_NAME)) : Optional.empty(); return new MemberData(partitions, generation); } }




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